Filing Details
- Accession Number:
- 0001209191-12-056957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 18:12:27
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 18:12:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504008 | Bankunited Inc. | BKU | Savings Institution, Federally Chartered (6035) | 270162450 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221213 | J Douglas Pauls | C/O Bankunited, Inc. 14817 Oak Lane Miami Lakes FL 33016 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-07 | 13,140 | $23.12 | 119,031 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-10 | 18,271 | $23.07 | 100,760 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-11 | 11,989 | $23.06 | 88,771 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 23,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 30, 2012.
- This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $23.10 to $23.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Includes 38,635 shares of restricted common stock. In connection with the reorganization transactions described in the BankUnited, Inc. Registration Statement on Form S-1 (File No. 333-170203), these shares vested on September 1, 2012.
- This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $23.025 to $23.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $23.01 to $23.10. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.