Filing Details

Accession Number:
0001519531-12-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-11 18:01:26
Reporting Period:
2012-12-10
Filing Date:
2012-12-11
Accepted Time:
2012-12-11 18:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519531 P George Alexander 100 Thermon Drive
San Marcos TX 78666
Evp - Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-10 1,903 $5.20 97,363 No 4 M Direct
Common Stock Acquisiton 2012-12-10 2,000 $12.00 99,363 No 4 M Direct
Common Stock Disposition 2012-12-10 10,898 $23.78 88,465 No 4 S Direct
Common Stock Disposition 2012-12-10 6,995 $23.78 88,465 No 4 S Indirect by Bridget Alexander, spouse
Common Stock Disposition 2012-12-10 6,995 $23.78 88,465 No 4 S Indirect by Self, as Trustee for the Bridget Alexander Trust
Common Stock Disposition 2012-12-10 5,109 $23.78 90,351 No 4 S Indirect by the George Alexander Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect by Bridget Alexander, spouse
No 4 S Indirect by Self, as Trustee for the Bridget Alexander Trust
No 4 S Indirect by the George Alexander Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-10 1,903 $0.00 1,903 $5.20
Common Stock Stock Option (Right to Buy) Disposition 2012-12-10 2,000 $0.00 2,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-04 2010-10-20 No 4 M Direct
8,000 2021-05-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,941 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Units $0.00 13,941 13,941 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
13,941 13,941 Direct
Footnotes
  1. Transactions pursuant to a Rule 10b5-1 Plan.
  2. This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
  3. On August 2, 2012, the reporting person was granted 13,941 restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of the grant date.
  4. Options became fully vested and exercisable in connection with the Issuer's initial public offering.
  5. On May 4, 2011, the reporting person was granted 10,000 stock options, which vest and become exercisable in equal annual installments on each of the first, second, third, fourth and fifth anniversaries of the grant date.
  6. On August 2, 2012, the reporting person was granted a performance unit award of 13,941 shares, which will vest in annual installments on March 31, 2013, March 31, 2014 and March 31, 2015 only upon the Issuer's achievement of predetermined total shareholder return goals. The number of shares reflected on this filing represents the target award. The actual number of shares that may vest depends on the Issuer's actual performance relative to its peer group and ranges from 0% below threshold performance, 50% at threshold performance, 100% at target performance and 200% at maximum performance.