Filing Details
- Accession Number:
- 0001366633-12-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 17:35:55
- Reporting Period:
- 2012-12-11
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 17:35:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500023 | Iii H Edwin Shuford | P. O. Box 732 Valle Crucis NC 28691 | Evp & Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-11 | 1,160 | $2.91 | 51,727 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $14.97 | 2005-05-03 | 2013-05-03 | 2,000 | 2,000 | Direct |
Common Stock | Mandatorily Convertible Cumulative NonVoting Preferred Stock | $2.80 | 3 | 2,003 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-05-03 | 2,000 | 2,000 | Direct |
3 | 2,003 | Direct |
Footnotes
- Total shares beneficially owned includes 46,667 unvested shares of restricted stock.
- Full title is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- Conversion into common stock is subject to shareholder approval
- The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
- The Series A Preferred Stock is perpetual, and thus, has no expiration date.