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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404955	Loring Seth Harrison	C/O Apple Tree Partners 821 Broadway, 5Th Floor New York NY 10003		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-12-07	2,000	$81.63	1,071,961	No	4	S	Indirect	see note
Common Stock	Disposition	2012-12-07	46,130	$80.20	1,025,831	No	4	S	Indirect	see note
Common Stock	Disposition	2012-12-10	25,500	$83.03	1,000,331	No	4	S	Indirect	see note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	see note
No	4	S	Indirect	see note
No	4	S	Indirect	see note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	54,951	Direct
Common Stock	6,004	Indirect	see note

Footnotes

Represents shares held by Apple Tree Partners I, L.P. Dr. Harrison is the Managing Member of the General Partner of Apple Tree Partners I, L.P.
The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $80.05 to $80.28. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
Represents shares held by Dr. Harrison's spouse, Ms. Ariane Harrison.