Filing Details
- Accession Number:
- 0001144204-12-067436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 16:42:02
- Reporting Period:
- 2012-12-10
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 16:42:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351903 | Epoch Holding Corp | EPHC | Investment Advice (6282) | 201938886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124201 | L Jeffrey Berenson | Epoch Holding Corporation 640 Fifth Avenue New York, NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-10 | 400,000 | $27.75 | 1,269,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-11 | 200,000 | $27.75 | 1,069,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $27.71 to $27.83. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $27.74 to $27.79. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
