Filing Details
- Accession Number:
- 0001104659-12-083258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 14:53:47
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 14:53:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1019650 | Centrue Financial Corp | TRUE | National Commercial Banks (6021) | 363145350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
906048 | W Wayne Whalen | Skadden, Arps, Slate, Meagher &Amp; Flom Llp 155 North Wacker Drive Chicago IL 60606 | No | No | Yes | No | |
1024651 | Paula Wolff | Skadden, Arps, Slate, Meagher &Amp; Flom Llp 155 North Wacker Drive Chicago IL 60606 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2012-12-01 | 70,737 | $0.00 | 146,035 | No | 4 | J | Indirect | By children and grand children of the reporting persons |
Common | Disposition | 2012-12-01 | 40,400 | $0.00 | 105,635 | No | 4 | J | Indirect | By Paula Wolff as custodian of UTMA accounts for children of the reporting persons |
Common | Disposition | 2012-12-03 | 1,000 | $0.35 | 104,635 | No | 4 | S | Indirect | By family foundation of which the Reporting Persons are trustees on the board of trustees |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By children and grand children of the reporting persons |
No | 4 | J | Indirect | By Paula Wolff as custodian of UTMA accounts for children of the reporting persons |
No | 4 | S | Indirect | By family foundation of which the Reporting Persons are trustees on the board of trustees |
Footnotes
- The Reporting Persons disclaim pecuniary interest in and shall no longer be deemed to indirectly own the following: 70,737 shares of common stock of the issuer held by children or grand children of the Reporting Persons; and 40,400 shares of common stock of the issuer held by Paula Wolff as custodian of UTMA accounts for children of the Reporting Persons.
- The Reporting Persons directly own 621,888 shares of common stock of the issuer. Additionally, following the reported transaction, the Reporting Persons may be deemed to indirectly own the following: 54,750 shares of common stock of the issuer held by WPW Associates, L.P., of which the Reporting Persons are general partners; and 1,381 shares of convertible preferred stock of the issuer held by WPW Associates, L.P. of which the Reporting Persons are general partners and which are convertible into 49,884.5 shares of common stock of the issuer.