Filing Details
- Accession Number:
- 0001181431-12-063660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 13:26:02
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 13:26:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185755 | William Nuti | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-07 | 542,311 | $16.10 | 910,168 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 542,311 | $25.00 | 367,857 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 531,319 | $16.10 | 899,176 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 531,319 | $25.00 | 367,857 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 336,378 | $16.10 | 704,235 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 336,378 | $25.00 | 367,857 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 127,103 | $12.81 | 494,960 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-07 | 127,103 | $25.00 | 367,857 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-07 | 542,311 | $0.00 | 542,311 | $16.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-07 | 531,319 | $0.00 | 531,319 | $16.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-07 | 336,378 | $0.00 | 336,378 | $16.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-07 | 127,103 | $0.00 | 127,103 | $12.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-08-08 | No | 4 | M | Direct | |
0 | 2007-10-24 | 2015-08-08 | No | 4 | M | Direct |
0 | 2009-02-23 | 2017-10-24 | No | 4 | M | Direct |
127,103 | 2012-02-23 | 2020-02-22 | No | 4 | M | Direct |
Footnotes
- The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
- The grant representing a right to purchase a total of 542,311 shares, vested in four equal annual installments on August 8, 2006, August 8, 2007, August 8, 2008 and August 8, 2009.
- The grant representing a right to purchase a total of 531,319 shares, vested on October 24, 2007.
- The grant representing a right to purchase a total of 336,378 shares, vested on February 23, 2009.
- The grant representing a right to purchase a total of 254,206 shares, vests in four equal annual installments commencing on February 23, 2011. The first two installments vested on February 23, 2011 and the date shown above, respectively.