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Filing Details

Accession Number:: 0000717724-12-000073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-11 13:24:45
Reporting Period:: 2012-12-10

Filing Date:: 2012-12-11
Accepted Time:: 2012-12-11 13:24:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498301	Ascena Retail Group Inc.	ASNA	Retail-Apparel & Accessory Stores (5600)	300641353

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326725	J. John Sullivan	C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901	Evp - Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2012-12-10	1,852	$18.65	3,148	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Restricted Share Units	Disposition	2012-12-10	5,000	$0.00	5,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000			No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Option to Buy	$14.19	2012-12-06	2021-12-06	50,000	50,000	Direct
Common	Restricted Share Units	$0.00			20,000	20,000	Direct
Common	Restricted Stock Units	$0.00			10,000	10,000	Direct
Common	Option To Buy	$20.79	2013-09-20	2022-09-20	30,000	30,000	Direct
Common	Restricted Stock Units	$0.00			12,000	12,000	Direct
Common	Restricted Stock Units	$0.00			30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-12-06	50,000	50,000	Direct
	20,000	20,000	Direct
	10,000	10,000	Direct
2022-09-20	30,000	30,000	Direct
	12,000	12,000	Direct
	30,000	30,000	Direct

Footnotes

Shares sold to pay taxes due upon vesting of restricted stock.
Not applicable
Granted under the Company's 2010 Stock Incentive Plan.
Exercisable in four equal installments with the first installment on the date indicated.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
These shares will vest 50%, with the first vesting on December 6, 2012.
Restricted share units issued under the Comnpany's 2010 Stock Incentive Plan.
These units vested in two equal installments on June 19, 2013 and June 19, 2014.
These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal year 2013, 2014 and 2015.
These shares will vest 10% over three years, these shares will vest 15% in the fourth year, these shares will vest 20% the fifth year, and 35% the sixth year. The first vesting will be September 20, 2013.
Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.