Filing Details
- Accession Number:
- 0001096752-12-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 12:38:26
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 12:38:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1096752 | Energizer Holdings Inc | ENR | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 431863181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182829 | M Ward Klein | Energizer 533 Maryville University Drive St. Louis MO 63141 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Acquisiton | 2012-12-07 | 40,000 | $42.90 | 70,829 | No | 4 | M | Direct | |
Energizer Holdings, Inc. Common Stock | Disposition | 2012-12-07 | 40,000 | $80.87 | 30,829 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Non-Qualified Stock Option 1/26/04 | Disposition | 2012-12-07 | 40,000 | $0.00 | 40,000 | $42.90 |
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 12/10/12 PB | Acquisiton | 2012-12-10 | 52,888 | $0.00 | 52,888 | $0.00 |
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 12/10/12 TB | Acquisiton | 2012-12-10 | 22,667 | $0.00 | 22,667 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2005-01-26 | 2014-01-25 | No | 4 | M | Direct |
52,888 | No | 4 | A | Direct | ||
22,667 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Energizer Holdings, Inc. Common Stock | 5,222 | Indirect | By 401(k) |
Energizer Holdings, Inc. Common Stock | 12,000 | Indirect | CSK Family Trust |
Energizer Holdings, Inc. Common Stock | 800 | Indirect | Immediate Family |
Energizer Holdings, Inc. Common Stock | 12,000 | Indirect | WMK Family Trust |
Energizer Holdings, Inc. Common Stock | 5,523 | Indirect | by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Non-Qualified Stock Option 1/14/05 | $49.18 | 2006-01-14 | 2015-01-13 | 45,000 | 45,000 | Direct |
Energizer Holdings, Inc. Common Stock | Non-Qualified Stock Option 10/12/09 | $65.63 | 2012-10-12 | 2019-10-11 | 38,000 | 38,000 | Direct |
Energizer Holdings, Inc. Common Stock | Phantom Stk Units in Deferred Compensation Plan CM | $0.00 | 20,407 | 20,407 | Direct | ||
Energizer Holdings, Inc. Common Stock | Phantom Stock Units in Deferred Compensation Plan | $0.00 | 176,391 | 176,391 | Direct | ||
Energizer Holdings, Inc. Common Stock | Phantom Stock Units in Executive Savings Investment Plan | $0.00 | 2,855 | 2,855 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 PB | $0.00 | 53,630 | 53,630 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 TB | $0.00 | 22,985 | 22,985 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/10/07 | $0.00 | 13,656 | 13,656 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/12/09 TB | $0.00 | 25,453 | 25,453 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 10/13/08 | $0.00 | 20,972 | 20,972 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 11/7/11 PB | $0.00 | 61,382 | 61,382 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 11/7/11 TB | $0.00 | 26,306 | 26,306 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalents | $0.00 | 30,000 | 30,000 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalents 1/14/05 | $0.00 | 21,887 | 21,887 | Direct | ||
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalents 5/19/03 | $0.00 | 19,556 | 19,556 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-01-13 | 45,000 | 45,000 | Direct |
2019-10-11 | 38,000 | 38,000 | Direct |
20,407 | 20,407 | Direct | |
176,391 | 176,391 | Direct | |
2,855 | 2,855 | Direct | |
53,630 | 53,630 | Direct | |
22,985 | 22,985 | Direct | |
13,656 | 13,656 | Direct | |
25,453 | 25,453 | Direct | |
20,972 | 20,972 | Direct | |
61,382 | 61,382 | Direct | |
26,306 | 26,306 | Direct | |
30,000 | 30,000 | Direct | |
21,887 | 21,887 | Direct | |
19,556 | 19,556 | Direct |
Footnotes
- In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $80.735 and $81.00. Upon request, full information regarding the number of shares sold at each separate price will be provided.
- Exercisable at a rate of 20% per year commencing 1/26/05.
- Performance Restricted Stock Equivalents (PSE) granted will vest in three years, subject to achievement of applicable performance criteria, as long as Recipient is still employed with the Company. All PSE will also vest and convert upon the Reporting Person's death. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/5/2015 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death, or in the event of a change of control of the Company.
- Exercisable at the rate of 25% per year commencing 1/14/06.
- 100% exercisable on October 12, 2012 as long as Recipient is still employed on said date. Options will also become exercisable upon the Recipient's death or disability, and in the event of a change of control of the Company occurring on or after November 1, 2011.
- Phantom stock units are payable in cash following termination of the Reporting Person's employment with Energizer Holdings, Inc.
- 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/1/2013 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
- 25% of Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 10/10/10. An additional 5% will vest and convert into shares of ENR Common Stock in November, 2010, only if CAGR in earnings per share equals or exceeds 8% for the period between 9/30/07 and 9/30/10; that percentage will be 15% if CAGR for the period equals or exceeds 9%, and 25% if CAGR for the period equals or exceeds 10%. The remaining 50% of RSE granted will vest in its entirety and convert into shares of ENR Common Stock only if CAGR for the period equals or exceeds 15% (with incremental vesting between 11% and 15%). All RSE will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 10/12/2012 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
- 25% of Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR common stock on 10/13/2011. An additional 5% will vest and convert into shares of ENR common stock in November, 2011, only if CAGR in EPS equals or exceeds 8% for the period between 9/30/08 and 9/30/11, proportionately increasing in 1/10th of 1% increments up to 75% of the RSEs granted if 15% CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- 16.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2014, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/11 and 9/30/14, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/7/2014 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.
- Restricted stock equivalents convert into shares of Energizer Common Stock three years from the date of grant unless Reporting Person elects to defer conversion until retirement or other termination, or unless deferral of conversion is mandated by Energizer Holdings, Inc. Equivalents subject to forfeiture if Reporting Person terminates employment within three years of grant.
- Restricted Stock Equivalents convert into shares of Energizer Holdings, Inc. common stock - 25% on 1/14/06, 25% on 1/14/07, 25% on 1/14/08 and 25% on 1/14/09. Equivalents are subject to forfeiture if Reporting Person voluntarily terminates employment prior to conversion dates, other than upon retirement after attaining age 55.
- Restricted Stock Equivalents convert into shares of Energizer Common Stock - 1/3 on 5/19/06, 1/3 on 5/19/09 and 1/3 on 5/19/12, unless Reporting Person elects to defer conversion until retirement or other termination, or unless deferral of conversion is mandated by Energizer Holdings, Inc. Equivalents subject to forfeture if Reporting Person voluntarily terminates employment prior to conversion dates, other than upon retirement after attaining age 55.