Filing Details
- Accession Number:
- 0001225208-12-025015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-11 11:15:40
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-11
- Accepted Time:
- 2012-12-11 11:15:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016245 | J Stanley Bradshaw | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-07 | 500 | $8.70 | 198,034 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-10 | 850 | $8.70 | 198,884 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 585 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $11.25 | 2009-04-16 | 2018-04-16 | 30,000 | 30,000 | Direct |
Common Stock | Stock Option (right to buy) | $9.46 | 2007-12-19 | 2012-12-19 | 2,900 | 2,900 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-16 | 30,000 | 30,000 | Direct |
2012-12-19 | 2,900 | 2,900 | Direct |
Footnotes
- Since the reporting person's last report 585 shares held by Stock Award have vested and are now owned directly.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest on November 7, 2013.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on April 16, 2009.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.