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Home > Insider Trading > Filing (0001437749-12-012728)

Filing Details

Accession Number:: 0001437749-12-012728
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-10 20:17:03
Reporting Period:: 2012-12-06

Filing Date:: 2012-12-10
Accepted Time:: 2012-12-10 20:17:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389545	Novabay Pharmaceuticals Inc.	NBY	Pharmaceutical Preparations (2834)	680454536

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1532040	W. David Stroman	C/O Novabay Pharmaceuticals, Inc. 5980 Horton Street, Suite 550 Emeryville CA 94608	Svp, Ophthalmic Product Devt.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-06	10,000	$1.24	22,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2012-12-06	7,500	$0.01	7,500	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,500	2012-12-11	2013-12-11	No	4	P	Direct

Footnotes

At the public offering of the Company on December 6, 2012, Dr. Stroman purchased 10,000 shares of common stock with 7,500 warrants to purchase common stock.
At the public offering of the Company on December 6, 2012, Dr. Stroman purchased 10,000 shares of common stock with 7,500 warrants to purchase common stock.