Filing Details
- Accession Number:
- 0001209191-12-056744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-10 18:43:19
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-10
- Accepted Time:
- 2012-12-10 18:43:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1274473 | L Thomas Mckeirnan | 201 W. North River Dr. Ste 100 Spokane WA 99201 | Sr. V.p. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-06 | 7,500 | $7.46 | 81,240 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-06 | 7,000 | $7.60 | 74,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-06 | 500 | $7.62 | 73,740 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-06 | 5,000 | $7.50 | 68,740 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-07 | 5,000 | $7.85 | 63,740 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-10 | 5,000 | $7.75 | 58,740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-12-06 | 7,500 | $0.00 | 7,500 | $7.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 295 | Indirect | Held in 401(k) Account |
Footnotes
- These transactions were a cashless exercises of stock options that occurred automatically pursuant to the terms of the reporting person's written plan for trading securities entered into on 09/24/2012 under SEC Rule 10b5-1(c). These transactions resulted in the issuer's receipt of the aggregate exercise price of $59,950 for the shares that were acquired. If not exercised, the options would have expired on or before November 10, 2015.
- Includes shares acquired through Red Lion Hotels Corporation Employee Stock Purchase Plan through the period ended on June 30, 2012. The amount also includes total number of restricted stock units held.
- These transactions were sales of stock that occured automatically pursuant to the terms of the reporting person's written plan for trading securities entered into on 09/24/2012 under SEC Rule 10b5-1(c).
- This option vested in 2 installments: 50% vested on November 10, 2009 and 50% vested on November 10, 2010.