Filing Details
- Accession Number:
- 0001127602-12-033383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-10 17:42:02
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2012-12-10
- Accepted Time:
- 2012-12-10 17:42:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1145585 | W John Dick | 12300 Liberty Boulevard Englewood CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Acquisiton | 2012-12-07 | 10,400 | $20.55 | 24,732 | No | 4 | M | Direct | |
Series C Common Stock | Acquisiton | 2012-12-07 | 11,100 | $19.45 | 23,023 | No | 4 | M | Direct | |
Series A Common Stock | Disposition | 2012-12-07 | 10,400 | $59.86 | 14,332 | No | 4 | S | Direct | |
Series C Common Stock | Disposition | 2012-12-07 | 11,100 | $56.12 | 11,923 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series A Common Stock | Stock Option A (right to buy) | Disposition | 2012-12-07 | 10,400 | $0.00 | 10,400 | $20.55 |
Series C Common Stock | Stock Option C (right to buy) | Disposition | 2012-12-07 | 11,100 | $0.00 | 11,100 | $19.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,150 | 2014-03-11 | No | 4 | M | Direct | |
10,450 | 2014-03-11 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $59.75 to $59.95. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $55.985 to $56.30. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.