Filing Details
- Accession Number:
- 0001144354-12-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-10 16:32:56
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-10
- Accepted Time:
- 2012-12-10 16:32:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331604 | L Mitchell Hollin | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-11-13 | 7,798 | $0.00 | 50,996 | No | 5 | G | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-06 | 5,000 | $27.40 | 55,996 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-06 | 5,000 | $29.55 | 50,996 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-07 | 3,229 | $29.71 | 47,767 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-10 | 4,569 | $29.63 | 43,198 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-10 | 5,000 | $18.00 | 48,198 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-10 | 3,750 | $8.88 | 51,948 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-10 | 5,000 | $12.16 | 56,948 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-10 | 2,916 | $16.40 | 59,864 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-10 | 19,864 | $29.67 | 40,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-06 | 5,000 | $27.40 | 5,000 | $27.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-10 | 5,000 | $18.00 | 5,000 | $18.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-10 | 3,750 | $8.88 | 3,750 | $8.88 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-10 | 5,000 | $12.16 | 5,000 | $12.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-10 | 2,916 | $16.40 | 2,916 | $16.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-20 | 2012-12-20 | No | 4 | M | Direct |
| 0 | 2008-11-05 | 2013-11-05 | No | 4 | M | Direct |
| 1,250 | 2014-05-11 | No | 4 | M | Direct | |
| 0 | 2009-11-06 | 2014-11-06 | No | 4 | M | Direct |
| 0 | 2010-12-10 | 2015-12-10 | No | 4 | M | Direct |
Footnotes
- This price is the weighted average price of the 5,000 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $29.53 to $29.59. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 3,229 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $29.70 to $29.75. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 4,569 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $29.60 to $29.68. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 19,864 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $29.65 to $29.74. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The stock options were granted on May 11, 2009 and vest in four equal annual installments beginning on the first anniversary of the date of grant. As of the date of this filing, 3,750 of the options have vested and 1,250 of the options remain unvested.
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