Filing Details
- Accession Number:
- 0001179110-12-017211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-10 12:28:13
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-10
- Accepted Time:
- 2012-12-10 12:28:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217621 | H John Moll | Ethan Allen Drive Danbury CT 06811 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-06 | 350 | $17.60 | 350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-06 | 350 | $27.58 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-06 | 375 | $11.74 | 375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-06 | 375 | $27.58 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-06 | 350 | $0.00 | 350 | $17.60 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-06 | 375 | $0.00 | 375 | $11.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-11-05 | 2018-11-05 | No | 4 | M | Direct |
375 | 2010-11-12 | 2019-11-12 | No | 4 | M | Direct |