Filing Details

Accession Number:
0001127602-12-033215
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-07 21:30:39
Reporting Period:
2011-06-22
Filing Date:
2012-12-07
Accepted Time:
2012-12-07 21:30:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024251 E James Rogers C/O Applied Materials, Inc.
3050 Bowers Av, M/S 1268 P.o. Box 58039
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-22 266 $12.65 97,896 No 4 P Direct
Common Stock Acquisiton 2011-09-21 298 $11.33 98,194 No 4 P Direct
Common Stock Acquisiton 2011-12-14 321 $10.61 98,515 No 4 P Direct
Common Stock Acquisiton 2012-03-15 271 $12.65 115,445 No 4 P Direct
Common Stock Acquisiton 2012-06-14 400 $10.85 115,845 No 4 P Direct
Common Stock Acquisiton 2012-09-13 375 $11.65 116,220 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock.
  2. Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).
  3. Number of shares includes 72,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; (b) 5,000 units are scheduled to vest in April 2012, and (c) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).
  4. Number of shares includes 67,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; and (b) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).