Filing Details
- Accession Number:
- 0001203311-12-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 19:28:09
- Reporting Period:
- 2012-12-05
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 19:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202794 | E Marc Lippman | 21823 30Th Drive Se Bothell WA 98021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $7.26 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $10.20 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $3.50 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $5.11 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $10.08 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 15,000 | $6.40 | 132,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 15,000 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $4.18 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 7,500 | $8.38 | 125,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 7,500 | $25.54 | 117,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $3.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $4.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $5.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 15,000 | $0.00 | 15,000 | $6.34 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $7.26 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $8.38 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $10.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 7,500 | $0.00 | 7,500 | $10.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2004-05-13 | 2013-05-14 | No | 4 | M | Direct |
| 2,500 | 2016-05-19 | No | 4 | M | Direct | |
| 2,500 | 2015-05-13 | No | 4 | M | Direct | |
| 5,000 | 2004-11-25 | 2013-11-25 | No | 4 | M | Direct |
| 2,500 | 2014-05-17 | No | 4 | M | Direct | |
| 2,500 | 2019-05-15 | No | 4 | M | Direct | |
| 2,500 | 2018-05-16 | No | 4 | M | Direct | |
| 2,500 | 2017-05-25 | No | 4 | M | Direct |
Footnotes
- $25.54 Represents an average price per share for the shares sold on 12/5/12. The sell price for shares sold on this day ranged from $25.25 to $25.67.
- The options vested in full May 13, 2004.
- The option vested in full on May 18, 2007.
- The option vested in full on May 12, 2006.
- 25% of these shares vested on 11/25/04 and then monthly thereafter until fully vested on 11/25/07.
- The options vested in full May 16, 2005.
- The option vested in full on May 14, 2010.
- The option vested in full on May 15, 2009.
- The option vested in full on May 24, 2008.
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