Filing Details
- Accession Number:
- 0001127602-12-033206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 18:44:14
- Reporting Period:
- 2012-12-05
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 18:44:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236343 | C Olden Lee | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-05 | 8,824 | $12.23 | 32,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-05 | 8,400 | $15.23 | 40,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-05 | 17,224 | $52.03 | 23,747 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 30,426 | $12.23 | 54,173 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 24,903 | $15.23 | 79,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-06 | 55,329 | $52.00 | 23,747 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-05 | 8,824 | $0.00 | 8,824 | $12.23 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-05 | 8,400 | $0.00 | 8,400 | $15.23 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-06 | 30,426 | $0.00 | 30,426 | $12.23 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-12-06 | 24,903 | $0.00 | 24,903 | $15.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,426 | 2013-06-17 | No | 4 | M | Direct | |
| 24,903 | 2004-11-20 | 2013-11-20 | No | 4 | M | Direct |
| 0 | 2013-06-17 | No | 4 | M | Direct | |
| 0 | 2004-11-20 | 2013-11-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $52.00 to $52.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase 60,000 shares became exercisable in three increments of 20,000 shares each on each of June 17, 2004, June 17, 2005 and June 17, 2006.
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