Filing Details
- Accession Number:
- 0001225208-12-024893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 17:09:31
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 17:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1017985 | D Richard Mccormick | One Financial Plaza Hartford CT 06101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-06 | 4,964 | $30.53 | 44,752 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 3,833 | $44.09 | 48,585 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 3,765 | $50.53 | 52,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 3,167 | $44.09 | 55,517 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 3,036 | $30.53 | 58,553 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-06 | 2,235 | $50.53 | 60,788 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-06 | 10,634 | $80.60 | 50,154 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 3,036 | $0.00 | 3,036 | $30.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 4,964 | $0.00 | 4,964 | $30.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 2,235 | $0.00 | 2,235 | $50.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 3,765 | $0.00 | 3,765 | $50.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 3,167 | $0.00 | 3,167 | $44.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-06 | 3,833 | $0.00 | 3,833 | $44.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,964 | 2006-04-09 | 2013-04-08 | No | 4 | M | Direct |
| 0 | 2006-04-09 | 2013-04-08 | No | 4 | M | Direct |
| 3,765 | 2008-04-13 | 2015-04-12 | No | 4 | M | Direct |
| 0 | 2008-04-13 | 2015-04-12 | No | 4 | M | Direct |
| 3,833 | 2007-04-14 | 2014-04-13 | No | 4 | M | Direct |
| 0 | 2007-04-14 | 2014-04-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Restricted) | 3,200 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price.
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