Filing Details
- Accession Number:
- 0001179110-12-017137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 16:59:59
- Reporting Period:
- 2012-12-05
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 16:59:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1021270 | Famous Daves Of America Inc | DAVE | Retail-Eating Places (5812) | 411782300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270545 | G Diana Purcel | C/O Famous Dave'S Of America, Inc. 12701 Whitewater Drive, Suite 200 Minnetonka MN 55343 | Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2012-12-05 | 30,000 | $5.05 | 87,330 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-12-05 | 22,563 | $9.10 | 64,767 | No | 4 | F | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-12-05 | 5,000 | $9.01 | 59,767 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Employee Stock Option | Disposition | 2012-12-05 | 30,000 | $0.00 | 30,000 | $5.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-18 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Employee Stock Option | $6.15 | 2014-02-18 | 20,000 | 20,000 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-02-18 | 20,000 | 20,000 | Direct |
| 25,000 | 25,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00 to $9.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- Includes 2,000 shares held in self-directed IRA and 500 shares held jointly with spouse.
- 5,000 shares vested on each of 2/18/05, 2/18/06, 2/18/07 and 2/18/08.
- Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock.
- The restricted stock units vest in three equal annual installments beginning on 9/11/2011. Vested shares will be delivered to the Reporting Person upon the termination date of her employment with the Company.
- 6,000 shares vested on each of 11/18/04, 11/18/05, 11/18/06, 11/18/07 and 11/18/08.
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