Filing Details
- Accession Number:
- 0001246360-12-004665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 16:30:13
- Reporting Period:
- 2012-12-05
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 16:30:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366000 | Randy Gottfried | C/O Riverbed Technology, Inc. 199 Fremont Street San Francisco CA 94105 | Chief Operating Officer & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-05 | 20,000 | $7.19 | 255,104 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-05 | 20,000 | $17.62 | 235,104 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-05 | 20,000 | $0.00 | 20,000 | $7.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
240,000 | 2015-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,983 | Indirect | by Trust |
Footnotes
- Shares are held directly by Randy S. Gottfried, Trustee of the Randy S. Gottfried Trust dated January 7, 2005.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2008.
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table 1 represents the weighted average sales price of the shares sold ranging from $17.35 to $17.82 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.