Filing Details
- Accession Number:
- 0001181431-12-063045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-07 10:56:19
- Reporting Period:
- 2012-12-05
- Filing Date:
- 2012-12-07
- Accepted Time:
- 2012-12-07 10:56:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001115 | Geospace Technologies Corp | GEOS | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1049654 | J Michael Sheen | 7007 Pinemont Drive Houston TX 77040 | Svp & Chief Technical Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2012-12-05 | 15,000 | $8.78 | 15,000 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2012-12-05 | 14,771 | $76.29 | 229 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2012-12-05 | 229 | $76.73 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2012-12-05 | 15,000 | $8.78 | 15,000 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-05 | 2018-12-05 | No | 4 | M | Direct |
Footnotes
- These shares were issued upon the exercise of options (described in Table II) and then immediately sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.66 to $76.64, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation, any security holder of Geospace Technologies Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- This option became exercisable in four equal annual installments, and were fully exercisable on December 5, 2012.
- Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in column 2 of this Table II
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.69 to $76.78, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation, any security holder of Geospace Technologies Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.