Filing Details
- Accession Number:
- 0001181431-12-062939
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-06 20:11:51
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-06
- Accepted Time:
- 2012-12-06 20:11:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490710 | Jimmy Cheung | 1156 W. Duarte Rd #11 Arcadia CA 91007 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-09-01 | 2 | $43.58 | 331 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-12-01 | 2 | $45.50 | 333 | No | 4 | A | Direct | |
Common Shares | Disposition | 2012-12-06 | 34 | $46.03 | 299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 9/1/2012 as dividend at FMV
- DER units credited on 12/1/2012 as dividend at FMV
- Sale of shares