Filing Details
- Accession Number:
- 0001225208-12-024753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-06 18:15:57
- Reporting Period:
- 2012-12-04
- Filing Date:
- 2012-12-06
- Accepted Time:
- 2012-12-06 18:15:57
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1031000 | L Jay Schottenstein | Schottenstein Stores Corporation 4300 E. Fifth Ave. Columbus OH 43219 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Acquisiton | 2012-12-05 | 80,356 | $12.02 | 80,356 | No | 4 | M | Direct | |
Class A Common Shares | Acquisiton | 2012-12-05 | 19,344 | $24.75 | 99,700 | No | 4 | M | Direct | |
Class A Common Shares | Disposition | 2012-12-05 | 947 | $70.50 | 98,753 | No | 4 | S | Direct | |
Class A Common Shares | Disposition | 2012-12-05 | 12,000 | $69.65 | 86,753 | No | 4 | S | Direct | |
Class A Common Shares | Disposition | 2012-12-05 | 86,753 | $68.67 | 0 | No | 4 | S | Direct | |
Class A Common Shares | Acquisiton | 2012-12-04 | 203,155 | $0.00 | 203,155 | No | 4 | C | Indirect | By SEI, Inc. |
Class A Common Shares | Disposition | 2012-12-04 | 29,606 | $71.47 | 173,549 | No | 4 | S | Indirect | By SEI, Inc. |
Class A Common Shares | Disposition | 2012-12-04 | 173,549 | $70.67 | 0 | No | 4 | S | Indirect | By SEI, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By SEI, Inc. |
No | 4 | S | Indirect | By SEI, Inc. |
No | 4 | S | Indirect | By SEI, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2012-12-05 | 19,344 | $0.00 | 19,344 | $24.75 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2012-12-05 | 80,356 | $0.00 | 80,356 | $12.02 |
Class A Common Shares | Class B Common Shares | Disposition | 2012-12-04 | 203,155 | $0.00 | 203,155 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,708 | 2020-03-24 | No | 4 | M | Direct | |
20,088 | 2018-04-03 | No | 4 | M | Direct | |
293,092 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares | 13,150 | Indirect | By Trusts |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Shares | Class B Common Shares | $0.00 | 71,905 | 71,905 | Direct | ||
Class A Common Shares | Class B Common Shares | $0.00 | 4,291,995 | 4,291,995 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
71,905 | 71,905 | Direct | |
4,291,995 | 4,291,995 | Indirect |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $70.37 to $70.62. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $69.35 to $70.34. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $68.35 to $69.34. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $71.25 to $72.00. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $70.25 to $71.24. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Previously reported stock option has been adjusted to reflect a special stock dividend declared by the Issuer and exempt pursuant to Rule 16a-9.
- Option vests 20% per year beginning on the first anniversary of the date of grant.
- Class B common shares convert to Class A common shares on a one-for-one basis.
- The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.