Filing Details

Accession Number:
0001225208-12-024753
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-06 18:15:57
Reporting Period:
2012-12-04
Filing Date:
2012-12-06
Accepted Time:
2012-12-06 18:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031000 L Jay Schottenstein Schottenstein Stores Corporation
4300 E. Fifth Ave.
Columbus OH 43219
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2012-12-05 80,356 $12.02 80,356 No 4 M Direct
Class A Common Shares Acquisiton 2012-12-05 19,344 $24.75 99,700 No 4 M Direct
Class A Common Shares Disposition 2012-12-05 947 $70.50 98,753 No 4 S Direct
Class A Common Shares Disposition 2012-12-05 12,000 $69.65 86,753 No 4 S Direct
Class A Common Shares Disposition 2012-12-05 86,753 $68.67 0 No 4 S Direct
Class A Common Shares Acquisiton 2012-12-04 203,155 $0.00 203,155 No 4 C Indirect By SEI, Inc.
Class A Common Shares Disposition 2012-12-04 29,606 $71.47 173,549 No 4 S Indirect By SEI, Inc.
Class A Common Shares Disposition 2012-12-04 173,549 $70.67 0 No 4 S Indirect By SEI, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Indirect By SEI, Inc.
No 4 S Indirect By SEI, Inc.
No 4 S Indirect By SEI, Inc.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-05 19,344 $0.00 19,344 $24.75
Class A Common Shares Stock Option - Right to Buy Disposition 2012-12-05 80,356 $0.00 80,356 $12.02
Class A Common Shares Class B Common Shares Disposition 2012-12-04 203,155 $0.00 203,155 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,708 2020-03-24 No 4 M Direct
20,088 2018-04-03 No 4 M Direct
293,092 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares 13,150 Indirect By Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Shares Class B Common Shares $0.00 71,905 71,905 Direct
Class A Common Shares Class B Common Shares $0.00 4,291,995 4,291,995 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
71,905 71,905 Direct
4,291,995 4,291,995 Indirect
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $70.37 to $70.62. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $69.35 to $70.34. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $68.35 to $69.34. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  4. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $71.25 to $72.00. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  5. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $70.25 to $71.24. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  6. Previously reported stock option has been adjusted to reflect a special stock dividend declared by the Issuer and exempt pursuant to Rule 16a-9.
  7. Option vests 20% per year beginning on the first anniversary of the date of grant.
  8. Class B common shares convert to Class A common shares on a one-for-one basis.
  9. The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.