Filing Details
- Accession Number:
- 0001268355-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-06 17:22:34
- Reporting Period:
- 2012-12-04
- Filing Date:
- 2012-12-06
- Accepted Time:
- 2012-12-06 17:22:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268355 | N Peter Stephans | Carpenter Technology Corporation Po Box 14662 Reading PA 19612-4662 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 15,921 | $0.00 | 15,921 | No | 5 | J | Indirect | Trustee of Charitable Foundation |
Common Stock | Disposition | 2012-12-04 | 15,921 | $48.06 | 0 | No | 4 | S | Indirect | Trustee of Charitable Foundation |
Common Stock | Acquisiton | 2012-12-04 | 8,000 | $22.35 | 46,296 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 2,358 | $17.29 | 48,654 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-04 | 10,358 | $47.89 | 38,296 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | Trustee of Charitable Foundation |
No | 4 | S | Indirect | Trustee of Charitable Foundation |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2012-12-04 | 8,000 | $0.00 | 8,000 | $22.35 |
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2012-12-04 | 2,358 | $0.00 | 2,358 | $17.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-10-13 | 2018-10-13 | No | 4 | M | Direct |
0 | 2010-07-29 | 2019-07-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,296 | Direct | |
Common Stock | 38,296 | Indirect | By spouse in trust |
Common Stock | 19,000 | Indirect | By Grantor Retained Annuity Trust |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Common Stock | 38,296 | Indirect | By spouse in trust |
Common Stock | 19,000 | Indirect | By Grantor Retained Annuity Trust |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Common Stock | 38,296 | Indirect | By spouse in trust |
Common Stock | 19,000 | Indirect | By Grantor Retained Annuity Trust |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Common Stock | 7,400 | Indirect | Spouse of Trustee |
Footnotes
- This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
- The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $47.86 per share to a high of $47.90 per share.
- These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee.
- These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.