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Home > Insider Trading > Filing (0001140361-12-050025)

Filing Details

Accession Number:: 0001140361-12-050025
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-06 17:19:13
Reporting Period:: 2012-12-04

Filing Date:: 2012-12-06
Accepted Time:: 2012-12-06 17:19:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380492	B. Thomas Michaud	C/O Kbw, Inc. 787 Seventh Ave. New York, NY 10019	Dir., Ceo, Pres. And V. Chair	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-04	98,195	$17.19	556,103	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-05	224,132	$17.19	331,971	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-06	2,168	$15.20	329,803	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Sale was effected pursuant to a Rule 10b5-1 plan entered into on November 30, 2012.