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Home > Insider Trading > Filing (0001140361-12-050023)

Filing Details

Accession Number:: 0001140361-12-050023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-06 17:18:49
Reporting Period:: 2012-12-04

Filing Date:: 2012-12-06
Accepted Time:: 2012-12-06 17:18:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380496	M Andrew Senchak	C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019	Director, Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-04	103,263	$17.19	61,100	No	4	S	Indirect	All shares held by a family trust
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-05	61,100	$17.18	0	No	4	S	Indirect	All shares held by a family trust
Common Stock, Par Value $0.01 Per Share	Acquisiton	2012-12-05	0	$0.00	318,753	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	All shares held by a family trust
No	4	S	Indirect	All shares held by a family trust
No	4	A	Direct

Footnotes

Sale was effected pursuant to a Rule 10b5-1 plan entered into on December 3, 2012. All shares were sold by the Andrew Senchak Family Trust.
This line does not reflect a separate transaction requiring reporting. It reflects all shares directly beneficially owned by the reporting person.