Filing Details
- Accession Number:
- 0000091142-12-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-06 16:51:10
- Reporting Period:
- 2012-12-06
- Filing Date:
- 2012-12-06
- Accepted Time:
- 2012-12-06 16:51:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236626 | D Mark Smith | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-06 | 820 | $62.67 | 7,376 | No | 4 | S | Indirect | In trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | In trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Common Stock | Acquisiton | 2012-11-30 | 16,145 | $0.00 | 16,145 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 59,294 | No | 4 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,680 | Direct | |
| Common Stock | 2,239 | Indirect | Held by spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Common Stock | $0.00 | 0 | 919 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 919 | Indirect |
Footnotes
- The reporting person beneficially owns the shares as settlor of a revocable family trust.
- 1 for 1
- Convertible at any time
- None
Billionaire Hedge Funds
