Filing Details
- Accession Number:
- 0001137411-12-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-06 16:19:06
- Reporting Period:
- 2012-12-04
- Filing Date:
- 2012-12-06
- Accepted Time:
- 2012-12-06 16:19:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183682 | J Anthony Carbone | 400 Collins Road Ne M/S 124-323 Cedar Rapids IA 52498 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-04 | 5,000 | $20.26 | 22,769 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-04 | 920 | $55.77 | 21,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-04 | 500 | $55.78 | 21,349 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-04 | 400 | $55.79 | 20,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-04 | 5,000 | $0.00 | 5,000 | $20.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,235 | Direct |
Footnotes
- 11,984 of these shares are restricted shares and were delivered as compensation for services as a director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met.
- Restricted stock units awarded as compensation for services as a director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Also, includes dividend equivalents issued quarterly on the restricted stock units.
- Stock options granted pursant to the Company's stock based plans.
- The options are currently exercisable.
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