Filing Details
- Accession Number:
- 0001226246-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 17:42:40
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 17:42:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226246 | R Dennis Secor | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-03 | 20,000 | $21.62 | 76,968 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-03 | 10,000 | $22.03 | 86,968 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 30,000 | $25.63 | 56,968 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-03 | 20,000 | $0.00 | 20,000 | $21.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-03 | 10,000 | $0.00 | 10,000 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-30 | No | 4 | M | Direct | |
| 5,000 | 2019-04-14 | No | 4 | M | Direct |
Footnotes
- Includes 579 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $25.525 to $25.76. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- This option vested in four equal installments on March 29, 2010 and October 30 of 2010, 2011 and 2012.
- As previously announced by the Issuer, Mr. Secor has resigned from his positions with the Issuer effective December 7, 2012. Under the terms of the Issuer's equity incentive plan, any vested options not exercised within 60 days of Mr. Secor's termination date shall be forfeited.
- This option vests in four equal installments on December 31 of 2009, 2010, 2011 and 2012.
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