Filing Details
- Accession Number:
- 0000851169-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 17:21:13
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 17:21:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851169 | Helios Total Return Fund Inc | HTR | () | 132529369 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333508 | H Diana Hamilton | C/O Brookfield Investment Management Inc 3 Wfc, 200 Vesey Street New York NY 10281-1010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-20 | 420 | $23.74 | 420 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-20 | 420 | $23.74 | 840 | No | 4 | P | Indirect | Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Son |
Footnotes
- Purchased for son's 529 Plan
Billionaire Hedge Funds
