Filing Details

Accession Number:
0001225208-12-024585
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-05 17:00:36
Reporting Period:
2012-12-03
Filing Date:
2012-12-05
Accepted Time:
2012-12-05 17:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497948 Laprade,Iii Frank G. 1680 Capital One Drive
Mclean VA 22102
Chief Enterprise Srvcs Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 4,934 $34.13 68,711 No 4 M Direct
Common Stock Disposition 2012-12-03 4,934 $57.91 63,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2012-12-03 4,934 $0.00 4,934 $34.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 671 Indirect By 401(k)
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. These shares were sold at prices ranging from $57.84 to $57.97. Information about the number of shares sold at each price can be provided upon request.
  3. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
  4. This option became exercisable in 1/3 increments beginning on December 6, 2003 and annually thereafter.