Filing Details
- Accession Number:
- 0000789132-12-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 16:52:21
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 16:52:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243534 | M Joseph Ruggio | 9965 Federal Drive Colorado Springs CO 80921 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Spnc Common Stock | Acquisiton | 2012-12-03 | 36,967 | $3.80 | 80,073 | No | 4 | M | Direct | |
| Spnc Common Stock | Disposition | 2012-12-03 | 9,916 | $14.22 | 70,157 | No | 4 | S | Direct | |
| Spnc Common Stock | Acquisiton | 2012-12-04 | 8,033 | $3.80 | 78,190 | No | 4 | M | Direct | |
| Spnc Common Stock | Disposition | 2012-12-04 | 2,176 | $14.10 | 76,014 | No | 4 | S | Direct | |
| Spnc Common Stock | Disposition | 2012-12-04 | 16,454 | $14.08 | 59,560 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Spnc Common Stock | SPNC Stock Option Right To Buy | Disposition | 2012-12-03 | 36,967 | $0.00 | 36,967 | $3.80 |
| Spnc Common Stock | SPNC Stock Option Right To Buy | Disposition | 2012-12-04 | 8,033 | $0.00 | 8,033 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,033 | 2006-02-03 | 2013-02-03 | No | 4 | M | Direct |
| 0 | 2006-02-03 | 2013-02-03 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Dr. Ruggio's 10b5-1 plan entered into on November 2, 2012
Billionaire Hedge Funds
