Filing Details
- Accession Number:
- 0001209191-12-055862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 14:30:53
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 14:30:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365229 | Randy Mayor | P.o. Box 966 Conway AR 72033 | Cfo & Treasurer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-03 | 14,579 | $6.17 | 76,820 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 4,600 | $33.69 | 72,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-03 | 26,687 | $11.09 | 98,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 7,000 | $33.69 | 91,907 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2012-12-03 | 14,579 | $0.00 | 14,579 | $6.17 |
| Common Stock | Performance Stock Option | Disposition | 2012-12-03 | 26,687 | $0.00 | 26,687 | $11.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | 2010-01-01 | 2016-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Performance Based | 2,000 | Direct | |
| Common Stock - Restricted | 4,558 | Direct | |
| Common Stock | 15,095 | Indirect | Held by IRA |
| Common Stock | 8,102 | Indirect | By 401(k) |
Footnotes
- Includes 208.0132 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 1999
- The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 1999 and expired on December 31, 2009.
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- Includes 29.373 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
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