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Filing Details

Accession Number:: 0000929887-12-000136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-05 11:56:10
Reporting Period:: 2012-12-03

Filing Date:: 2012-12-05
Accepted Time:: 2012-12-05 11:56:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929887	Apollo Group Inc	APOL	Services-Educational Services (8200)	860419443

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1456658	James Gregory Iverson	4025 S. Riverpoint Pkwy Phoenix AZ 85040	Vp, Cao & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2012-12-03	602	$19.34	24,884	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 25, 2012.
Includes (i) 2,065 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 9,688 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 4,806 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iv) 2,034 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (v) 1,760 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (vi) 650 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, and (vii) 105 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009. The 2,065 shares underlying the July 2, 2012 RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will (footnote continued below)
(continued from footnote 2 above) vest upon continuation in service through August 31, 2013, and the balance will vest in two successive equal annual installments upon continued service through each of the July 2, 2014 and July 2, 2015 vesting dates. The 9,688 shares underlying the July 2, 2012 RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 4,806 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 2,034 shares underlying (footnote continued below)
(continued from footnote 3 above) the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 1,760 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of two equal successive installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013 and July 6, 2014 vesting dates. The 650 shares underlying the July 2, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2013 vesting date. The 105 shares underlying the April 3, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer (footnote continued below)
(continued from footnote 4 above) through the April 3, 2013 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 1,047 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 180 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 432 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011, or (iv) 1,245 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.