Filing Details
- Accession Number:
- 0001144204-12-066452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-05 10:48:44
- Reporting Period:
- 2012-12-04
- Filing Date:
- 2012-12-05
- Accepted Time:
- 2012-12-05 10:48:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503749 | P. David Swanson | 312 Farmington Avenue Farmington CT US 06032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-04 | 293 | $13.96 | 2,293 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 200 | $13.95 | 2,493 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 200 | $13.97 | 2,693 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 1,307 | $14.00 | 4,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |