Filing Details
- Accession Number:
- 0001209191-12-055806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 20:25:19
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 20:25:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Svp, Finance, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-30 | 830 | $2.00 | 830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 830 | $11.94 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-03 | 404 | $2.00 | 404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 404 | $11.93 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-04 | 4,693 | $2.00 | 4,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-04 | 4,693 | $11.98 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-30 | 830 | $0.00 | 830 | $2.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-03 | 404 | $0.00 | 404 | $2.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-04 | 4,693 | $0.00 | 4,693 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 182,597 | 2016-02-09 | No | 4 | M | Direct | |
| 182,193 | 2016-02-09 | No | 4 | M | Direct | |
| 177,500 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.89 to $12.00 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. 200 shares were sold at $11.89 per share and 204 shares were sold at $11.96 per share.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.92 to $12.07 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of November 30, 2012 and prior to this transaction, the option fully vested.
- Not applicable.
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