Filing Details
- Accession Number:
- 0001187376-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 19:18:23
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 19:18:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 28917 | Dillards Inc | DDS | Retail-Department Stores (5311) | 710388071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187376 | A Warren Stephens | 111 Center Street Little Rock AR 72201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Class A | Acquisiton | 2012-11-30 | 25,000 | $25.74 | 25,000 | No | 4 | M | Direct | |
| Common Class A | Disposition | 2012-11-30 | 25,000 | $89.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Class A | Stock Option (right to buy) | Disposition | 2012-11-30 | 25,000 | $0.00 | 25,000 | $25.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-24 | 2016-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Class A | 5,702 | Indirect | By trust |
| Common Class A | 121,536 | Indirect | By Stephens Investments Holdings LLC |
Footnotes
- The price reported for this trade is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $88.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
