Filing Details
- Accession Number:
- 0001521536-12-001223
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 18:52:34
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 18:52:34
- Original Submission Date:
- 2012-12-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1432196 | Pershing Gold Corp. | PGLC | Services-Motion Picture & Video Tape Production (7812) | 260657736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373203 | C Barry Honig | 4400 Biscayne Boulevard Miami FL 33137 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-03 | 3,409,091 | $0.33 | 11,137,239 | No | 4 | P | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2012-12-03 | 1,363,637 | $0.00 | 1,363,637 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,363,637 | 2012-12-03 | 2015-12-07 | No | 4 | P | Indirect |
Footnotes
- 5,843,333 shares held directly by Mr. Honig. 4,702,906 shares held by GRQ Consultants, Inc. 401(k). Mr. Honig is the trustee of GRQ Consultants, Inc. 401(k) and in such capacity holds voting and dispositive power over shares held by GRQ Consultants, Inc. 401(k). 591,000 shares held by GRQ Consultants, Inc. Mr. Honig is the President of GRQ Consultants, Inc. and in such capacity holds voting and dispositive power over shares held by GRQ Consultants, Inc.
- The shares of common stock and warrants were purchased by the reporting person in the Issuer's private placement for $1,124,999.91.
- 1,363,636 warrants to purchase common stock held by GRQ Consultants, Inc. 401(k). Mr. Honig is the trustee of GRQ Consultants, Inc. 401(k) and in such capacity holds voting and dispositive power over shares held by GRQ Consultants, Inc. 401(k). The warrants were purchased