Filing Details
- Accession Number:
- 0001535696-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 18:49:11
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 18:49:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883237 | Virtus Investment Partners Inc. | VRTS | Investment Advice (6282) | 954191764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450846 | G Francis Waltman | C/O Virtus Investment Partners, Inc. 100 Pearl Street Hartford CT 06103 | Evp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-30 | 2,300 | $113.02 | 22,698 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-11-30 | 7,933 | $9.40 | 30,651 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-30 | 660 | $113.11 | 29,971 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-30 | 3,139 | $113.11 | 26,832 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-30 | 7,933 | $0.00 | 7,933 | $9.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-04-20 | 2019-04-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 109 | Indirect | By 401(k) |
Footnotes
- This price represents the weighted average sale price of stock sales that were executed in multiple trades at prices ranging from $113.00 to $113.07 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Acquisition of common stock upon exercise of employee stock option.
- Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price.
- Exempt disposition to the issuer under Rule 16b-3(e) to satisfy applicable withholding taxes on exercise of employee stock option.
- This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,498 RSUs that are scheduled to cliff vest on March 15, 2013 and (iii) 7,314 RSUs that are scheduled to cliff vest on March 15, 2014. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.