Filing Details

Accession Number:
0001535696-12-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-04 18:49:11
Reporting Period:
2012-11-30
Filing Date:
2012-12-04
Accepted Time:
2012-12-04 18:49:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883237 Virtus Investment Partners Inc. VRTS Investment Advice (6282) 954191764
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450846 G Francis Waltman C/O Virtus Investment Partners, Inc.
100 Pearl Street
Hartford CT 06103
Evp, Product Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-30 2,300 $113.02 22,698 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-11-30 7,933 $9.40 30,651 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-30 660 $113.11 29,971 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-11-30 3,139 $113.11 26,832 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-30 7,933 $0.00 7,933 $9.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-04-20 2019-04-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 109 Indirect By 401(k)
Footnotes
  1. This price represents the weighted average sale price of stock sales that were executed in multiple trades at prices ranging from $113.00 to $113.07 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Acquisition of common stock upon exercise of employee stock option.
  3. Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price.
  4. Exempt disposition to the issuer under Rule 16b-3(e) to satisfy applicable withholding taxes on exercise of employee stock option.
  5. This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,498 RSUs that are scheduled to cliff vest on March 15, 2013 and (iii) 7,314 RSUs that are scheduled to cliff vest on March 15, 2014. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.