Filing Details
- Accession Number:
- 0000950103-12-006567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 18:10:17
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 18:10:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065865 | Janus Capital Group Inc | JNS | Investment Advice (6282) | 431804048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948518 | Dai Ichi Life Insurance Co., Ltd. | 13-1, Yurakucho 1-Chome,Chiyoda-Ku Tokyo M0 100-8411 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-03 | 2,650,000 | $7.92 | 34,209,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 250,000 | $7.92 | 34,459,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 217,075 | $7.92 | 34,676,226 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 200,000 | $7.92 | 34,876,226 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 57,925 | $7.92 | 34,934,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 50,000 | $7.92 | 34,984,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 50,000 | $7.92 | 35,034,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 25,000 | $7.92 | 35,059,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 1,000,000 | $8.96 | 36,059,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 1,195,503 | $7.76 | 37,254,654 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (obligation to buy) | Disposition | 2012-12-03 | 1,000,000 | $0.00 | 1,000,000 | $8.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-03 | 2012-12-03 | No | 4 | X | Direct |
Footnotes
- This price represents the weighted average of purchases at prices ranging from $7.8400 to $8.1400. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.
- This price represents the weighted average of purchases at prices ranging from $7.6950 to $7.9000. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.