Filing Details

Accession Number:
0000950103-12-006567
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-04 18:10:17
Reporting Period:
2012-12-03
Filing Date:
2012-12-04
Accepted Time:
2012-12-04 18:10:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
948518 Dai Ichi Life Insurance Co., Ltd. 13-1, Yurakucho 1-Chome,Chiyoda-Ku
Tokyo M0 100-8411
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 2,650,000 $7.92 34,209,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 250,000 $7.92 34,459,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 217,075 $7.92 34,676,226 No 4 P Direct
Common Stock Acquisiton 2012-12-03 200,000 $7.92 34,876,226 No 4 P Direct
Common Stock Acquisiton 2012-12-03 57,925 $7.92 34,934,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 50,000 $7.92 34,984,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 50,000 $7.92 35,034,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 25,000 $7.92 35,059,151 No 4 P Direct
Common Stock Acquisiton 2012-12-03 1,000,000 $8.96 36,059,151 No 4 P Direct
Common Stock Acquisiton 2012-12-04 1,195,503 $7.76 37,254,654 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option (obligation to buy) Disposition 2012-12-03 1,000,000 $0.00 1,000,000 $8.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-03 2012-12-03 No 4 X Direct
Footnotes
  1. This price represents the weighted average of purchases at prices ranging from $7.8400 to $8.1400. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.
  2. This price represents the weighted average of purchases at prices ranging from $7.6950 to $7.9000. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.