Filing Details
- Accession Number:
- 0001127602-12-032782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 16:42:04
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 16:42:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245819 | J Roxanne Decyk | Snap-On Incorporated 2801 80Th Street Kenosha WI 53143 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-03 | 3,000 | $33.55 | 10,745 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 3,000 | $32.76 | 13,745 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-03 | 6,000 | $78.96 | 7,745 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-03 | 3,000 | $0.00 | 3,000 | $33.55 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-03 | 3,000 | $0.00 | 3,000 | $32.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-23 | 2014-04-23 | No | 4 | M | Direct |
0 | 2005-04-22 | 2015-04-22 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | $0.00 | 28,319 | 28,319 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 9,607 | 9,607 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
28,319 | 28,319 | Direct | |
9,607 | 9,607 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $78.88 to $79.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Exercise of Rule 16b-3 stock option.
- 1 for 1.
- Scheduled for issuance in lump sum after the earliest of November 5, 2022, termination of service as a director, death or upon change in control.
- Includes 283.856 deferred stock units acquired through exempt dividend reinvestments.
- All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares in one lump sum upon the earliest of the reporting person's 70th birthday, death or a change in control.