Filing Details
- Accession Number:
- 0001461136-12-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 13:58:52
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 13:58:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60977 | Lydall Inc | LDL | Motor Vehicle Parts & Accessories (3714) | 060865505 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461136 | Gerard Paul Igoe | C/O Lydall, Inc. One Colonial Road Manchester CT 06042 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-30 | 5,625 | $5.51 | 36,379 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-30 | 1,500 | $5.54 | 37,879 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-30 | 2,500 | $7.80 | 40,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 12,632 | $13.02 | 27,747 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-30 | 5,625 | $0.00 | 5,625 | $5.51 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-30 | 1,500 | $0.00 | 1,500 | $5.54 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-30 | 2,500 | $0.00 | 2,500 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,875 | 2010-11-04 | 2019-11-04 | No | 4 | M | Direct |
| 1,500 | 2010-12-11 | 2019-12-11 | No | 4 | M | Direct |
| 7,500 | 2011-12-09 | 2020-12-09 | No | 4 | M | Direct |
Footnotes
- The price reported is the weighted average of all the shares sold on November 30, 2012. The shares were sold at varying prices in the range of $12.95 to $13.215. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Incentive stock options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date.
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