Filing Details
- Accession Number:
- 0001181431-12-062136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 13:39:36
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 13:39:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1349593 | Floridian Financial Group Inc | NONE | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219254 | Jr H Thomas Dargan | 175 Timacuan Boulevard Lake Mary FL 32746 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Noncumulative Preferred Stock | Acquisiton | 2012-11-30 | 100 | $1,000.00 | 100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2012-11-30 | 100 | $0.00 | 1,000 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100 | 2012-11-30 | 2017-12-31 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,748 | Direct |
Footnotes
- On November 30, 2012, the reporting person purchased 100 units with each unit consisting of one share of Series A Noncumulative Preferred Stock and one warrant to purchase 10 shares of common stock of the issuer. Each warrant is exercisable until December 31, 2017 at an exercise price of $6.00 per share of common stock.