Filing Details

Accession Number:
0001181431-12-062136
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-04 13:39:36
Reporting Period:
2012-11-30
Filing Date:
2012-12-04
Accepted Time:
2012-12-04 13:39:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1349593 Floridian Financial Group Inc NONE State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219254 Jr H Thomas Dargan 175 Timacuan Boulevard
Lake Mary FL 32746
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Noncumulative Preferred Stock Acquisiton 2012-11-30 100 $1,000.00 100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2012-11-30 100 $0.00 1,000 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100 2012-11-30 2017-12-31 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,748 Direct
Footnotes
  1. On November 30, 2012, the reporting person purchased 100 units with each unit consisting of one share of Series A Noncumulative Preferred Stock and one warrant to purchase 10 shares of common stock of the issuer. Each warrant is exercisable until December 31, 2017 at an exercise price of $6.00 per share of common stock.