Filing Details
- Accession Number:
- 0001284587-12-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-04 12:09:34
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-04
- Accepted Time:
- 2012-12-04 12:09:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208759 | A Kenneth Boerger | 300 Madison Avenue Po Box 10060 Toledo OH 43699-0060 | Vice President & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-30 | 5,085 | $11.79 | 32,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-30 | 5,085 | $19.50 | 27,065 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-30 | 200 | $11.79 | 27,265 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-30 | 200 | $19.51 | 27,065 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-30 | 5,085 | $19.50 | 5,085 | $11.79 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-30 | 200 | $19.51 | 200 | $11.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
0 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,071 | Indirect | by 401(k) plan |
Common Stock | 58 | Indirect | by Son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $1.07 | 2010-02-12 | 2019-02-12 | 1,331 | 1,331 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $10.13 | 2011-02-11 | 2020-02-11 | 2,863 | 2,863 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.80 | 2017-02-17 | 5,046 | 5,046 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 3,151 | 3,151 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 2,283 | 2,283 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 2,470 | 2,470 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $20.39 | 2005-12-10 | 2014-12-11 | 5,285 | 5,285 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $23.93 | 2003-11-20 | 2012-11-21 | 7,250 | 7,250 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $28.53 | 2004-12-15 | 2013-12-16 | 4,785 | 4,785 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-12 | 1,331 | 1,331 | Direct |
2020-02-11 | 2,863 | 2,863 | Direct |
2017-02-17 | 5,046 | 5,046 | Direct |
2022-02-17 | 3,151 | 3,151 | Direct |
2018-02-15 | 2,283 | 2,283 | Direct |
2021-02-10 | 2,470 | 2,470 | Direct |
2014-12-11 | 5,285 | 5,285 | Direct |
2012-11-21 | 7,250 | 7,250 | Direct |
2013-12-16 | 4,785 | 4,785 | Direct |
Footnotes
- The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- There were two grants on February 16, 2007. The grant of 2,586 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 2,460 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
- On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.