Filing Details
- Accession Number:
- 0001225208-12-024268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 20:49:42
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 20:49:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205048 | E Keith Wandell | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 26,200 | $21.52 | 104,413 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 26,200 | $47.35 | 78,213 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-29 | 4,200 | $0.00 | 74,013 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-11-30 | 73,800 | $21.52 | 147,813 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-30 | 73,800 | $46.74 | 74,013 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-30 | 17,502 | $0.00 | 56,511 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-11-29 | 26,200 | $0.00 | 26,200 | $21.52 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-11-30 | 73,800 | $0.00 | 73,800 | $21.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,902 | 2010-05-01 | 2019-05-01 | No | 4 | M | Direct |
77,102 | 2010-05-01 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 123,905 | Direct | |
Common Stock | 802 | Indirect | By 401(k) |
Common Stock | 500 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 110,032 | 110,032 | Direct |
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 119,545 | 119,545 | Direct |
Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 195,308 | 195,308 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-06 | 110,032 | 110,032 | Direct |
2021-02-09 | 119,545 | 119,545 | Direct |
2020-02-10 | 195,308 | 195,308 | Direct |
Footnotes
- The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. The restricted stock granted on 5/01/09 vests at the rate of 33-1/3% per year beginning on 4/30/11. One-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.