Filing Details

Accession Number:
0001181431-12-061959
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 20:10:31
Reporting Period:
2012-11-29
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 20:10:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524025 Tilly's Inc. TLYS Retail-Apparel & Accessory Stores (5600) 452164791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548775 Tilly Levine C/O Tilly'S, Inc.
10 Whatney
Irvine CA 92618
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-11-29 130,090 $0.00 130,090 No 4 C Direct
Class A Common Stock Disposition 2012-11-29 130,090 $13.37 0 No 4 S Direct
Class A Common Stock Acquisiton 2012-11-30 50,000 $0.00 50,000 No 4 C Direct
Class A Common Stock Disposition 2012-11-30 50,000 $13.35 0 No 4 S Direct
Class A Common Stock Acquisiton 2012-12-03 25,691 $0.00 25,691 No 4 C Direct
Class A Common Stock Disposition 2012-12-03 25,691 $13.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2012-11-29 130,090 $0.00 130,090 $0.00
Class A Common Stock Class B Common Stock Disposition 2012-11-30 50,000 $0.00 50,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2012-12-03 25,691 $0.00 25,691 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,389,910 No 4 C Direct
5,339,910 No 4 C Direct
5,314,219 No 4 C Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $13.29 to $13.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
  2. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
  3. The shares reported in Box 9 are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares.
  4. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $13.25 to $13.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.