Filing Details
- Accession Number:
- 0001181431-12-061959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 20:10:31
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 20:10:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548775 | Tilly Levine | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-11-29 | 130,090 | $0.00 | 130,090 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2012-11-29 | 130,090 | $13.37 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-11-30 | 50,000 | $0.00 | 50,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2012-11-30 | 50,000 | $13.35 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-12-03 | 25,691 | $0.00 | 25,691 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2012-12-03 | 25,691 | $13.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2012-11-29 | 130,090 | $0.00 | 130,090 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2012-11-30 | 50,000 | $0.00 | 50,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2012-12-03 | 25,691 | $0.00 | 25,691 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,389,910 | No | 4 | C | Direct | ||
5,339,910 | No | 4 | C | Direct | ||
5,314,219 | No | 4 | C | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $13.29 to $13.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- The shares reported in Box 9 are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $13.25 to $13.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.