Filing Details
- Accession Number:
- 0001181431-12-061949
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 19:49:44
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 19:49:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304192 | S Roland Tanner | 630 E Foothill Blvd San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-09-01 | 34 | $43.58 | 19,226 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-12-01 | 33 | $45.50 | 19,289 | No | 4 | A | Direct | |
Common Shares | Disposition | 2012-12-03 | 11,325 | $45.40 | 7,964 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 9/1/2012 as dividend at FMV
- DER units credited on 12/1/2012 as dividend at FMV
- Sale of stock options previously purchased and held onto