Filing Details
- Accession Number:
- 0001203311-12-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 19:48:56
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 19:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393945 | C Thomas Reynolds | 21823 30Th Drive Se Bothell WA 98021 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-29 | 9,675 | $12.00 | 67,276 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-29 | 9,675 | $25.46 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-29 | 10,000 | $12.00 | 67,601 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-29 | 10,000 | $25.25 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-29 | 325 | $12.00 | 57,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-29 | 325 | $25.50 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-30 | 9,477 | $12.00 | 67,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 9,477 | $25.50 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-30 | 523 | $12.16 | 58,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-30 | 523 | $25.50 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-03 | 10,000 | $12.16 | 67,601 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-03 | 10,000 | $25.45 | 57,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 9,675 | $0.00 | 9,675 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 10,000 | $0.00 | 10,000 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 325 | $0.00 | 325 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-30 | 9,477 | $0.00 | 9,477 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-30 | 523 | $0.00 | 523 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-03 | 10,000 | $0.00 | 10,000 | $12.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 86,158 | 2020-08-27 | No | 4 | M | Direct | |
| 76,158 | 2020-08-27 | No | 4 | M | Direct | |
| 75,833 | 2020-08-27 | No | 4 | M | Direct | |
| 66,356 | 2020-08-27 | No | 4 | M | Direct | |
| 116,254 | 2019-08-25 | No | 4 | M | Direct | |
| 106,254 | 2019-08-25 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following reported transactions includes 53,886 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
Billionaire Hedge Funds
