Filing Details

Accession Number:
0001181431-12-061803
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 16:54:17
Reporting Period:
2012-11-29
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 16:54:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326669 J Timothy Gallagher 66 Field Point Road
Greenwich CT 06830
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2012-11-29 27,943 $39.08 90,852 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2012-11-29 27,943 $73.04 62,909 No 4 S Direct
Class A Common Stock, $.01 Par Value Acquisiton 2012-11-30 1,172 $0.00 64,081 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2012-11-29 27,943 $0.00 27,943 $39.08
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Acquisiton 2012-11-30 4,414 $0.00 4,414 $72.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-26 No 4 M Direct
4,414 2017-11-29 No 4 A Direct
Footnotes
  1. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
  2. Represents the weighted average sales price for the price increments ranging from $72.76 and $73.34.
  3. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.
  4. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 25,385 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011.
  5. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.