Filing Details
- Accession Number:
- 0001181431-12-061803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 16:54:17
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 16:54:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326669 | J Timothy Gallagher | 66 Field Point Road Greenwich CT 06830 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2012-11-29 | 27,943 | $39.08 | 90,852 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2012-11-29 | 27,943 | $73.04 | 62,909 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2012-11-30 | 1,172 | $0.00 | 64,081 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-11-29 | 27,943 | $0.00 | 27,943 | $39.08 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2012-11-30 | 4,414 | $0.00 | 4,414 | $72.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-26 | No | 4 | M | Direct | |
4,414 | 2017-11-29 | No | 4 | A | Direct |
Footnotes
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $72.76 and $73.34.
- This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 25,385 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011.
- This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.